🌐 ELIGIBILITY BASICS

Who Is the Importer of Record — and Why It Decides Who Gets the Refund

IEEPA refunds don't go to whoever ultimately absorbed the tariff cost — they go to the Importer of Record listed on the CBP entry summary, or their designated representative. Here's what that means for foreign manufacturers, distributors, and anyone who passed the cost on to customers.

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1
IOR per entry summary
330K
Importers of record affected industry-wide
4811
CBP form to designate a refund recipient
8,384
Certified refunds stuck on missing IOR/designee ACH info

The rule in one sentence

Under customs law, the right to pursue an IEEPA refund belongs to the Importer of Record (IOR) — the entity named on the CBP entry summary as having paid the duty — or to a party the IOR formally designates using CBP Form 4811. It does not automatically follow the cost of the tariff itself.

Yes, this applies even if you passed the cost on. Whether you absorbed the IEEPA duty or built it into your pricing and passed it to customers, the legal right to the refund still sits with the importer of record on the entry — not with whoever ultimately bore the economic cost.

Common IOR situations and what they mean for your refund

SituationWho's likely the IOR
You imported directly under your own company's nameYour company — refund flows directly to you
Your customs broker filed the entry on your behalfUsually still you, unless the broker or another party was named IOR
DDP (Delivered Duty Paid) terms with a foreign manufacturerDepends on entry structure — the foreign manufacturer may be the IOR of record, or a U.S.-based designee
Non-resident importer without a U.S. presenceMay need a U.S. agent or ACE registration to receive funds directly

Why 8,384 refunds are stuck at Treasury right now

CBP's own July filings show thousands of already-certified refunds sitting unpaid at Treasury for one reason: the importer of record, or their Form 4811 designee, never completed ACH banking enrollment. The refund was approved — it just has nowhere valid to go. This is one of the most avoidable delays in the entire process.

How to confirm and protect your IOR status

Check your entry summaries

Your ES-003 report shows exactly who's listed as importer of record on each entry — confirm it matches who you expect.

Decide if you need a Form 4811 designee

If the refund should go to a different party than the IOR on record (common in DDP or non-resident importer structures), Form 4811 formally authorizes that.

Complete ACH enrollment for whoever is designated

Since refunds are electronic-only, the IOR or designee needs valid ACH banking details on file in the ACE Portal before any payment can move.

For foreign manufacturers: confirm ACE registration

Non-resident importers or foreign manufacturers under DDP terms may need to register in ACE directly to receive funds without routing through a U.S. intermediary.

Frequently asked questions

What if my customer paid the tariff cost, not me?

The refund right still belongs to the importer of record, regardless of who ultimately bore the economic cost. You may want to review any contracts addressing tariff adjustments with your customers, but the CBP-facing claim belongs to the IOR.

Can more than one party claim a refund on the same entry?

No — each entry summary has one importer of record. If a different party should receive the funds, that requires a formal Form 4811 designation, not a separate independent claim.

I'm a foreign manufacturer selling DDP to U.S. customers. Am I the IOR?

It depends on how your entries were structured and filed. Some DDP arrangements name the foreign manufacturer as IOR directly; others use a U.S.-based customs broker or agent. Checking your actual entry summaries is the only reliable way to know.

What happens if the IOR named on an entry no longer exists (dissolved company, etc.)?

This is a more complex situation typically requiring trade counsel, since it can involve successor-entity or estate questions beyond a standard Form 4811 designation.

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